Electronic Communication Networks

Use of Electronic Communication Networks in Connection with ERISA Accounts

In accordance with certain exemption requirements set out in the Employee Retirement Income Security Act of 1974, as amended (“ERISA”) listed below are the electronic communication networks, alternative trading systems and similar execution or trading systems or venues (collectively, “ECNs”) through which trades may be executed, including trades on behalf of accounts subject to ERISA.



List of Electronic Communication Networks, Alternative Trading Systems, or Similar Execution or Trading Systems or Venues

  • Bloomberg Tradebook LLC
  • FX Alliance Inc.
  • FX Connect, LLC
  • LiquidNet, Inc.
  • MarketAxess Holdings Inc.
  • Tradeweb Markets LLC
  • Trumid Financial, LLC

 

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